As a member of the Compliance team at GC Wealth, I focus on developing and enhancing a risk-based compliance program tailored to the firm’s unique business model and clients. Our goal is to build scalable frameworks that effectively identify, monitor, and mitigate regulatory and operational risks while supporting business growth and innovation.

Before joining GC Wealth, I served as a Compliance Examiner at the U.S. Securities and Exchange Commission (SEC), where I led regulatory examinations of investment advisers and private fund managers. In that role, I gained deep experience assessing firms’ compliance programs, governance structures, and adherence to federal securities laws.

Earlier in my career, I worked in compliance at a hedge fund manager in Boston, where I supported day-to-day regulatory functions, testing, and internal control reviews across trading and operations.

Outside of work, I enjoy spending time with my wife and puppy, watching and playing tennis, reading, and following English Premier League football (Chelsea) and Formula 1 racing.